SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
GOLDMAN LARRY

(Last) (First) (Middle)
C/O LIGHTBRIDGE CORPORATION
11710 PLAZA AMERICA DRIVE, SUITE 2000

(Street)
RESTON VA 20190

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
08/27/2018
3. Issuer Name and Ticker or Trading Symbol
LIGHTBRIDGE Corp [ LTBR ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 10,000 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Options (right to buy) (1) 05/05/2019 Common Stock 5,812 12.75 D
Employee Stock Options (right to buy) (2) 04/08/2025 Common Stock 13,234 6.3 D
Employee Stock Options (right to buy) (3) 08/12/2025 Common Stock 2,764 6.3 D
Employee Stock Options (right to buy) (4) 11/20/2025 Common Stock 65,374 4.6 D
Employee Stock Options (right to buy) (5) 11/09/2026 Common Stock 53,617 1.54 D
Employee Stock Options (right to buy) (6) 10/26/2027 Common Stock 165,401 1.05 D
Employee Stock Options (right to buy) (7) 08/08/2028 Common Stock 195,368 0.9 D
Explanation of Responses:
1. The option was subject to a three-year vesting schedule, with one-third vesting on each anniversary of May 5, 2014.
2. A portion of the option was subject to a three-year vesting schedule, with one-third vesting on each anniversary of April 8, 2015, and a portion was subject to shareholder approval.
3. A portion of the option was subject to a three-year vesting schedule, with one-third vesting on each anniversary of August 12, 2015.
4. A portion of the option, relating to 48,167 shares of common stock, is subject to a three-year vesting schedule, with one-third vesting on each anniversary of November 20, 2015. The remaining portion of the option, relating to 17,207 shares of common stock, was fully vested upon grant.
5. A portion of the option was subject to shareholder approval.
6. Portions of the option were subject to the attainment of specified milestones and shareholder approval.
7. The option is subject to a three-year vesting schedule, with one-third vesting on each anniversary of August 8, 2018. The option may vest earlier should defined milestones be achieved prior to December 31, 2019.
Remarks:
/s/ Larry Goldman 08/29/2018
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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